Tag: SEC
United States SEC Approves Direct Listing on NASDAQ to Raise Capital...
United States SEC Approves Direct Listing on NASDAQ to Raise Capital from Public Investors, Lower IPO Fees
27th May 2021 | Hong Kong
The United States...
United States SEC Fines Under Armour $9 Million for Misleading Investors...
United States SEC Fines Under Armour $9 Million for Misleading Investors on Revenue Growth in 2015
5th May 2021 | Hong Kong
The United States Securities...
Credit Suisse and Nomura in $6 Billion Hit by Bill Hwang Archegos...
Credit Suisse and Nomura in $6 Billion Hit by Bill Hwang Archegos Family Office
5th April 2021 | Hong Kong
Credit Suisse and Nomura are facing nearly...
United States SEC Gives Record $114 million to a Single Whistleblower
United States SEC Gives Record $114 million to a Single Whistleblower
23rd October 2020 | Hong Kong
The United States Securities and Exchange Commission (SEC) has...