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United States SEC M&A Office Requests Elon Musk Team to Provide...

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United States SEC M&A Office Requests Elon Musk Team to Provide Info on Tweets & Analysis to Cancel $44 Billion Twitter Acquisition 15th July 2022...

United States SEC Fines UBS $25 Million to Settle Investor Fraud...

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United States SEC Fines UBS $25 Million to Settle Investor Fraud Charges for Yield Enhancement Strategy Account, Failed to Provide Advisors with Adequate Training...

United States SEC Fines EY $100 Million Audit Professionals Cheating on...

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United States SEC Fines EY $100 Million Audit Professionals Cheating on CPA Licenses Exams, Withheld Evidence & Hindered Investigation  30th June 2022 | Hong Kong The...

United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme...

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United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme Stock Mania, More Disclosure on Fees & Data 10th June 2022 | Hong Kong The...

United States SEC Proposes Fund Name Must Match 80% of Investment...

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United States SEC Proposes Fund Name Must Match 80% of Investment Strategy, Prevent Misleading or Deceptive Fund Names 26th May 2022 | Hong Kong The United...

United States SEC Proposes ESG Categories, to Provide Specific ESG Category...

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United States SEC Proposes ESG Categories, to Provide Specific ESG Category Disclosures  26th May 2022 | Hong Kong The United States Securities & Exchange Commission (SEC)...

United States SEC Adds 100 Firms to Watchlist under Holding Foreign...

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United States SEC Adds 100 Firms to Watchlist under Holding Foreign Companies Accountable Act, Pinduoduo, Tencent Music, XPeng, JD.com, Netease, China Mobile, China Life,...

United States SEC Receives New York Court Approval to Stop Pre-IPO...

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United States SEC Receives New York Court Approval to Stop Pre-IPO Stock Fraud StraightPath Venture Partners, Raised $410 Million from 2,200 Investors and Pocketed...

United States SEC Charged Allianz Global Investors & 3 Senior Portfolio...

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United States SEC Charged Allianz Global Investors & 3 Senior Portfolio Managers for Fraud to Conceal Complex Options Trading Strategy Called Structured Alpha in...

Domino Pizza Accountant Fined $1.92 Million for Insider Trading, Profit of...

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Domino Pizza Accountant Fined $1.92 Million for Insider Trading, Profit of $960,000 for Trading Ahead of Earning Announcement  29th April 2022 | Hong Kong The United...