Tag: SEC
FTX Founder Sam Bankman-Fried Transferred Total of $3.2 Billion to Founders...
FTX Founder Sam Bankman-Fried Transferred Total of $3.2 Billion to Founders & Key Employees, Transferred Mainly from Hedge Fund Alameda Research & Additional $240...
United States Public Alert List of Entities to Target at Non-US...
United States Public Alert List of Entities to Target at Non-US Investors: 1552 Firms Including AIA, Apollo, Berkshire, Blackstone, BNY, CitiWealth, Morgan, Reliance, Santander...
18 Defendants Including Sequoia Capital, Softbank & Singapore Temasek Received Class...
18 Defendants Including Sequoia Capital, Softbank & Singapore Temasek Received Class Action Lawsuit in United States for Conspiring with Crypto Exchange FTX, Claims Defendants...
United States SEC Charged FTX Co-Founder & Co-Lead Engineer Nishad Singh...
United States SEC Charged FTX Co-Founder & Co-Lead Engineer Nishad Singh for Defrauding Equity Investors in FTX, Withdrew $6 Million for Personal Use &...
United States SEC Charges Former Co-Founder & CEO of Software Company...
United States SEC Charges Former Co-Founder & CEO of Software Company Slync for Fraud, Sold $67 Million of Securities to Investors, Misappropriated $28 Million...
United States SEC 2023 6 Examinations Priorities: Private Funds, ESG, Emerging...
United States SEC 2023 6 Examinations Priorities: Private Funds, ESG, Emerging Tech & Crypto Assets, Information Security & Operational Resiliency, New Advisors & Investment...
United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records,...
United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records, Started Probe on Top Private Equity Firms in November 2022 with Financial Institutions...
Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for...
Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for Conducting Business on Whatsapp Despite Prior Warnings, Fined $200 Million in 2022 September...
United States SEC Fines BlackRock Portfolio Manager $250,000 for Failure to...
United States SEC Fines BlackRock Portfolio Manager $250,000 for Failure to Disclose Conflict of Interest in Film Distribution Company Aviron, Invested $75 Million via...
United States SEC Charges Founders of Blockchain Technology CoinDeal for $45...
United States SEC Charges Founders of Blockchain Technology CoinDeal for $45 Million Fraud Promising Trillion Dollars Exit to Non-Existent Prominent Investors, Used Funds to...