Tag: Securities & Futures Commission
HSBC Launches Crypto ETFs to Clients in Hong Kong, HSBC Hong...
HSBC Launches Crypto ETFs to Clients in Hong Kong, HSBC Hong Kong Clients Can Buy & Sell Bitcoin & Ether-based ETFs
29th June 2023 |...
Hong Kong SFC Fines Taiping Securities $166,000 for Internal Control Failure...
Hong Kong SFC Fines Taiping Securities $166,000 for Internal Control Failure over Employees Day-Trading & Speculative Trading Prohibitions, 7 Employees Conducted Day-Trading with 4...
Hong Kong Central Bank HKMA Held Meeting in May 2023 with...
Hong Kong Central Bank HKMA Held Meeting in May 2023 with HSBC, Standard Chartered & Bank of China For Not Accepting Crypto Exchanges as...
Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling...
Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling & Fraud to Mislead 2 Brokerage Firms, Shorted 4 Hong Kong Listed Companies...
Hong Kong SFC New Guidelines for Virtual Asset Trading Platform Operators...
Hong Kong SFC New Guidelines for Virtual Asset Trading Platform Operators to be Effective on 1st June 2023, Licensed Trading Platform Operators Allowed to...
Hong Kong SFC Starts Legal Proceedings to Disqualify 7 Former Directors...
Hong Kong SFC Starts Legal Proceedings to Disqualify 7 Former Directors & Chief Financial Officer of Former Listed Company China Candy Holdings for Falsifying...
Former Hong Kong Licensed Representative Charged for Conspiracy to Defraud in...
Former Hong Kong Licensed Representative Charged for Conspiracy to Defraud in Securities Transactions, Total 8 Charged in Sophisticated Ramp & Dump Market Manipulation Scheme
19th...
Hong Kong SFC Issues Restriction Notices to 3 Brokers to Freeze...
Hong Kong SFC Issues Restriction Notices to 3 Brokers to Freeze Client Accounts in Suspected Misconduct & Breach of Duties for Listed Company FingerTango,...
Hong Kong SFC Fines United States Asset Manager Ninety One $178,000...
Hong Kong SFC Fines United States Asset Manager Ninety One $178,000 for Dealing in 4,864 Futures Trades with $70 Billion Exposure for Portfolios Managed...
Hong Kong Charged Core Member & 6 Others for Securities Fraud...
Hong Kong Charged Core Member & 6 Others for Securities Fraud & Conspiracy in a Sophisticated Syndicate Operating Ramp & Dump Scheme, $82 Million...
