Tag: Securities & Futures Commission
Hong Kong SFC Announced New Appointments to 8 SFC Committees
Hong Kong SFC Announced New Appointments to 8 SFC Committees
1st April 2023 | Hong Kong
The Hong Kong Securities and Futures Commission (SFC) has announced...
Hong Kong SFC Criticised Founder Cheung Chi Shing for Failure to...
Hong Kong SFC Criticised Founder Cheung Chi Shing for Failure to Obtain Regulatory Approval after Buying 4.32% of Financial Service & Investment Co. Styland...
Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity,...
Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity, Hedge Funds, Overseas Professionals & Mainland Industry Professionals
25th March 2023 | Hong Kong
The...
Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading...
Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading Accounts Involved in Ramp & Dump Schemes, Applicants to Pay Hong Kong SFC...
Hong Kong SFC Issues Securities Guidance with New China Mainland Rules...
Hong Kong SFC Issues Securities Guidance with New China Mainland Rules for Overseas Listings with Effect from 31st March 2023, H-Shares & Domestic A-Shares...
Hong Kong SFC & HKMA on Credit Suisse: Open for Business,...
Hong Kong SFC & HKMA on Credit Suisse: Open for Business, Total Assets $7.85 Billion Represents 0.5% of Total Banking Sector Assets & 9th...
Hong Kong SFC & ICAC Arrested 5 Members of $24 Million...
Hong Kong SFC & ICAC Arrested 5 Members of $24 Million Ramp & Dump Scheme, Key Members Include Senior Executives of Hong Kong Listed-Companies...
Hong Kong SFC Bans Citigroup Head & Board Member for 10...
Hong Kong SFC Bans Citigroup Head & Board Member for 10 Years for Regulatory Breaches & Internal Control Failures for Revenue, Misrepresentations to Institutional...
Reminder: Hong Kong SFC to Launch Investor Identification on 20th March...
Reminder: Hong Kong SFC to Launch Investor Identification on 20th March 2023, Investors Must Agree to Information Disclosure to Buy Securities or OTC in...
Hong Kong SFC Launches Consultation to Regulate Virtual Asset Trading Platforms...
Hong Kong SFC Launches Consultation to Regulate Virtual Asset Trading Platforms Effective 1st June 2023, Review Access for Retail Investors, Protection for Investors and...
