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Hong Kong SFC Issues Restriction Notices to 3 Brokers to Freeze...

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Hong Kong SFC Issues Restriction Notices to 3 Brokers to Freeze Client Accounts in Suspected Misconduct & Breach of Duties for Listed Company FingerTango,...

Hong Kong SFC Fines United States Asset Manager Ninety One $178,000...

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Hong Kong SFC Fines United States Asset Manager Ninety One $178,000 for Dealing in 4,864 Futures Trades with $70 Billion Exposure for Portfolios Managed...

Hong Kong Charged Core Member & 6 Others for Securities Fraud...

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Hong Kong Charged Core Member & 6 Others for Securities Fraud & Conspiracy in a Sophisticated Syndicate Operating Ramp & Dump Scheme, $82 Million...

Hong Kong SFC Announced New Appointments to 8 SFC Committees

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Hong Kong SFC Announced New Appointments to 8 SFC Committees 1st April 2023 | Hong Kong The Hong Kong Securities and Futures Commission (SFC) has announced...

Hong Kong SFC Criticised Founder Cheung Chi Shing for Failure to...

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Hong Kong SFC Criticised Founder Cheung Chi Shing for Failure to Obtain Regulatory Approval after Buying 4.32% of Financial Service & Investment Co. Styland...

Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity,...

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Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity, Hedge Funds, Overseas Professionals & Mainland Industry Professionals  25th March 2023 | Hong Kong The...

Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading...

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Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading Accounts Involved in Ramp & Dump Schemes, Applicants to Pay Hong Kong SFC...

Hong Kong SFC Issues Securities Guidance with New China Mainland Rules...

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Hong Kong SFC Issues Securities Guidance with New China Mainland Rules for Overseas Listings with Effect from 31st March 2023,  H-Shares & Domestic A-Shares...

Hong Kong SFC & HKMA on Credit Suisse: Open for Business,...

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Hong Kong SFC & HKMA on Credit Suisse: Open for Business, Total Assets $7.85 Billion Represents 0.5% of Total Banking Sector Assets & 9th...

Hong Kong SFC & ICAC Arrested 5 Members of $24 Million...

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Hong Kong SFC & ICAC Arrested 5 Members of $24 Million Ramp & Dump Scheme, Key Members Include Senior Executives of Hong Kong Listed-Companies...