Tag: Securities & Futures Commission
Hong Kong Private Banking & Private Wealth Management – by Investor Base
Hong Kong Private Banking & Private Wealth Management – by Investor Base
Hong Kong Private Banking & Private Wealth Management – by Investor Base:
Hong Kong: 48%
Mainland China:...
Hong Kong SFC Asset & Wealth Management Report 2021: $4.55 trillion...
Hong Kong SFC Asset & Wealth Management Report 2021: $4.55 trillion AUM, Private Banking & Private Wealth AUM $1.35 trillion, 54,003 Headcount
23rd July 2022...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To Join UK Financial Conduct Authority as Chairman in January 2023
14th July 2022 |...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former HK Listed Company for Misleading Announcements to Cover $16 Million Bogus Fraud Transactions
7th...
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO...
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as Managing...
Hong Kong SFC: Regulators to Announce ETF Connect Implementation Details
Hong Kong SFC: Regulators to Announce ETF Connect Implementation Details
2nd June 2022 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC) and the...
Hong Kong SFC Bans KGI Asia Investment Representative from Financial Industry...
Hong Kong SFC Bans KGI Asia Investment Representative from Financial Industry for Life, Misused $230,000 from 3 Clients Including Gambling
26th May 2022 | Hong...
Hong Kong SFC Bans China Tonghai Securities Broker for 20 Months...
Hong Kong SFC Bans China Tonghai Securities Broker for 20 Months for Executing 1,002 Unauthorised Trades
15th April 2022 | Hong Kong
The Hong Kong Securities...
Hong Kong SFC Quarterly Report 2021: Asset & Wealth Management AUM...
Hong Kong SFC Quarterly Report 2021: Asset & Wealth Management AUM at $4.47 Trillion
11th December 2021 | Hong Kong
The Hong Kong SFC (Securities &...
Hong Kong SFC & ICAC Arrests Former Senior Executive of Listed...
Hong Kong SFC & ICAC Arrests Former Senior Executive of Listed Company for Suspicious Loan Activities
13th August 2021 | Hong Kong
The Hong Kong Securities...
