Tag: Securities & Futures Commission
Hong Kong SFC Reprimands Hedge Fund Gold Dragon Worldwide Asset Mgmt...
Hong Kong SFC Reprimands Hedge Fund Gold Dragon Worldwide Asset Mgmt for Breaching Takeovers & Mergers Code, Failed to Disclose 53 Trades & Controlled...
Hong Kong SFC Appoints Chew Fook-aun and Agnes Chan Sui-kuen as...
Hong Kong SFC Appoints Chew Fook-aun and Agnes Chan Sui-kuen as Non-Executive Directors for 2 Years Term
20th October 2022 | Hong Kong
Hong Kong SFC...
Hong Kong SFC Fines Asia Research & Capital Mgmt $223,000 for...
Hong Kong SFC Fines Asia Research & Capital Mgmt $223,000 for Failure to Comply with EU Short-Selling Reporting Requirements on London Exchange Premier Oil,...
Hong Kong Court Orders HK & SG Listed Co. Sound Global...
Hong Kong Court Orders HK & SG Listed Co. Sound Global Ltd Chairman Wen Yibo to Buy Shares from Shareholders at Court-Determined Price in...
Hong Kong SFC Appeals Tribunal Imposed 2 Years Suspension for Trafalgar...
Hong Kong SFC Appeals Tribunal Imposed 2 Years Suspension for Trafalgar Capital Mgmt Hedge Fund Manager Christopher James Aarons for Using Material Non-Public Information...
China Expands Stock Connect: Mainland Investors can Trade Foreign Companies Listed...
China Expands Stock Connect: Mainland Investors can Trade Foreign Companies Listed on Hong Kong Exchange via Southbound Trading, Opens Shanghai & Shenzhen Stock Exchanges...
Hong Kong SFC 2022 Q2 Report: 48,533 Licensees, 2,852 Funds, $4.55...
Hong Kong SFC 2022 Q2 Report: 48,533 Licensees, 2,852 Funds, $4.55 Trillion AUM, 837 Complaints, 74 Market Misconduct, 53 AML Breaches, 47 Criminal Charges
27th August...
Hong Kong Asset Management & Fund Advisory – by Client Type
Hong Kong Asset Management & Fund Advisory – by Client Type
Hong Kong Asset Management & Fund Advisory Business – by Client Type
Corporations / financial...
Hong Kong Asset & Wealth Management Business Staff Profile – by...
Hong Kong Asset & Wealth Management Business Staff Profile – by Job Function
Asset & Wealth Management Business Staff Profile – by Job Function:
Sales...
Hong Kong Asset & Wealth Mgmt by Investor Base
Hong Kong Asset & Wealth Mgmt by Investor Base
HK Asset & Wealth Mgmt by Investor Base:
Hong Kong: 35%
Mainland China: 9%
Rest of...
