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Hong Kong Court Dismisses Defendants Application to Cancel HK SFC Freezing...

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Hong Kong Court Dismisses Defendants Application to Cancel HK SFC Freezing of Assets in Trading Accounts for Involvement in Ramp & Dump Scheme 29th September 2022...

Hong Kong SFC Commenced Criminal Proceedings Against 2 Individuals for Carrying...

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Hong Kong SFC Commenced Criminal Proceedings Against 2 Individuals for Carrying Asset Management Business without License, Pleaded Not Guilty with Pre-Trial Review Set on...

China Expands Stock Connect: Mainland Investors can Trade Foreign Companies Listed...

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China Expands Stock Connect: Mainland Investors can Trade Foreign Companies Listed on Hong Kong Exchange via Southbound Trading, Opens Shanghai & Shenzhen Stock Exchanges...

Hong Kong SFC Suspends Managing Director of Rifa Futures for 8...

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Hong Kong SFC Suspends Managing Director of Rifa Futures for 8 Months for Breaching KYC & Anti-Money-Laundering, Fined $1.14 Million in July 8th September 2022...

Hong Kong SFC Fines IPO Sponsor TC Capital $382,000 & Suspends...

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Hong Kong SFC Fines IPO Sponsor TC Capital $382,000 & Suspends Chairman Edward Wu License for 7 Months for Due Diligence Failure in China...

Hong Kong SFC Fines KTF Capital $50,000 for Failure to Report...

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Hong Kong SFC Fines KTF Capital $50,000 for Failure to Report Insufficient Capital Requirement of $360,000, $2.5 Million Deficit from Failure to Anticipate Adverse...

Hong Kong SFC Fines Brokerage Firm Rifa Futures $1.14 Million for...

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Hong Kong SFC Fines Brokerage Firm Rifa Futures $1.14 Million for Failures in KYC & Money-Laundering, 310 Clients including Mainland China Investors Trade Through...

Hong Kong Asset Management & Fund Advisory – by Client Type 

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Hong Kong Asset Management & Fund Advisory – by Client Type    Hong Kong Asset Management & Fund Advisory Business – by Client Type Corporations / financial...

Hong Kong Asset & Wealth Management Business Staff Profile – by...

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Hong Kong Asset & Wealth Management Business Staff Profile – by Job Function   Asset & Wealth Management Business Staff Profile – by Job Function: Sales...

Hong Kong Asset & Wealth Mgmt by Investor Base

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Hong Kong Asset & Wealth Mgmt by Investor Base   HK Asset & Wealth Mgmt by Investor Base: Hong Kong: 35% Mainland China: 9% Rest of...