Tag: Trading
Singapore MAS Chairman Lawrence Wong on Impact of Artificial Intelligence on...
Singapore MAS Chairman Lawrence Wong on Impact of Artificial Intelligence on Trading Platforms in Financial Markets: Requires Financial Institutions to Avoid or Mitigate Conflicts,...
United States FINRA Fines Credit Suisse $900,000 for 9,000 Late &...
United States FINRA Fines Credit Suisse $900,000 for 9,000 Late & Inaccurate Trade & Compliance Reporting for OTC Securities, UBS Fined $475,000 for Wrong...
New York Stock Exchange Trading Glitch on 24th Jan 2023 Caused...
New York Stock Exchange Trading Glitch on 24th Jan 2023 Caused by Employee IT Error in Failing to Shutdown Disaster Recovery Program, 2,824 Trades...
Singapore Court Sentences Individual to 19 Months Jail & $263,000 Fine...
Singapore Court Sentences Individual to 19 Months Jail & $263,000 Fine for False Trading, Unauthorised OCBC & UOB Accounts Usage & Inducing Others to...
United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme...
United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme Stock Mania, More Disclosure on Fees & Data
10th June 2022 | Hong Kong
The...
Japan Authorities Arrest Head of Equity & 3 Team Members from...
Japan Authorities Arrest Head of Equity & 3 Team Members from SMBC Nikko Securities for Stock Market Manipulation
5th March 2022 | Hong Kong
Japan authorities...
United States Fed Vice Chairman Richard Clarida Resigns Over Trading Scandal
United States Fed Vice Chairman Richard Clarida Resigns Over Trading Scandal
14th January 2022 | Hong Kong
The United States Federal Reserve Board (Fed) Vice Chairman...
United States SEC Charges Netflix Insider Trading Ring, $3 Million Total...
United States SEC Charges Netflix Insider Trading Ring, $3 Million Total Profit
19th August 2021 | Hong Kong
The United States Securities and Exchange Commission (SEC)...
The 2021 Global Financial Centres Index 29 Report
The 2021 Global Financial Centres Index 29 Report
18th March 2021 | Hong Kong
Z/Yen has released the 2021 Global Financial Centres Index 29 Report, providing evaluations of...
The 2021 Global Financial Centres Index 29 – Full Ranking
The 2021 Global Financial Centres Index 29 - Full Ranking
18th March 2021 | Hong Kong
Z/Yen has released The 2021 Global Financial Centres Index 29 Report, providing evaluations...
