Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong's Securities and Futures Commission (SFC) has reprimanded CN Capital Management (CN Capital)...
Charismatic Capital Launches New $250 Million Debt Equity Fund
Charismatic Capital Launches New $250 Million Debt Equity Fund
Charismatic Capital has launched a new $250 million debt equity fund, an alternative asset class in...
PIMCO Hires Stephen Chang as Executive Vice President and Portfolio Manager
PIMCO Hires Stephen Chang as Executive Vice President and Portfolio Manager
PIMCO has hired Stephen Chang as Executive Vice President and Portfolio Manager. Based in...
Monetary Authority of Singapore Requires Reporting of Large Short Positions and Orders
Reporting of Large Short Positions and Orders
The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...
Robeco Hires Mark van der Kroft as Head of Robeco and RobecoSAM Trends &...
Robeco Hires Mark van der Kroft as Head of Robeco and RobecoSAM Trends & Thematic Investment in Rotterdam and Zurich
Robeco has hired Mark van...
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Leonteq has received an informal notice from Old Mutual International for a claim against...
Top 5 Largest Hedge Funds in 2019
Top 5 Largest Hedge Funds in 2019
Are you investing into hedge funds or are you managing a hedge fund?
Which are the top hedge funds...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...
Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients
Hong Kong's Securities and Futures Commission (SFC) has issued a...
