MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and...

0
MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and Family Offices in 2019 Monetary Authority of Singapore (MAS) will introduce...

Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products 

0
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products  The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...

HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board

0
HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board Hong Kong Securities and Futures Commission (SFC) Chief Executive Officer Ashley Alder has been reappointed...

Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations...

0
Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations of Hiring Practices in Asia Credit Suisse Hong Kong will pay...

Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in...

0
Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in 2019 The Monetary Authority of Singapore (MAS) has finalised proposed enhancements...

Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...

0
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction A subsidiary of the National Stock Exchange...

Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling

0
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

0
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...

0
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement ANZ, Citi and Deutsche Bank will...

Hong Kong SFC to Amend Professional Investor Rules in July 2018

0
Hong Kong SFC to Amend Professional Investor Rules in July 2018 The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...