Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report

Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report Hong Kong's Securities and Futures Commission (SFC) has released its 2017-18 Annual Report.  The financial...

Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives

Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives Hong Kong's Securities and Futures Commission (SFC) has launched a 2-month consultation...

Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration...

Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration in 2019 Singapore Exchange (SGX) has been granted a licence extension...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations...

Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations of Hiring Practices in Asia Credit Suisse Hong Kong will pay...

MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and...

MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and Family Offices in 2019 Monetary Authority of Singapore (MAS) will introduce...

Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements

Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements Commonwealth Bank of Australia (CBA) has entered into an agreement to...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement ANZ, Citi and Deutsche Bank will...

Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments

Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments A former SVP of HSBC has pleaded guilty on 1st June 2018 for...

Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates

Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...