Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...
New Appointment in UBS Hong Kong
New Appointment in UBS Hong Kong
UBS has appointed Chris Ng as Head of Banking Products, Hong Kong, Investment Products and Services (IPS). He will be...
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
Indosuez Wealth Management in Talks to Acquire CIC in Singapore & Hong Kong
Indosuez Wealth Management in Talks to Acquire CIC in Singapore & Hong Kong
Indosuez Wealth Management has started exclusive discussions to acquire the private banking...
Tim Duncan claims he lost $20 million to Financial Advisor
From Los Angeles Times – Original Article
Tim Duncan claims he lost more than $20 million to a dishonest financial advisor, according to a report in Bloomberg Business.
The bright...
Citi Private Bank Hires Timothy Morse as Global Market Manager for Thailand, Malaysia and...
Citi Private Bank Hires Timothy Morse as Global Market Manager for Thailand, Malaysia and Brunei
Citi Private Bank has hired Timothy Morse as Global Market...
Neuberger Berman Announces Opening of Investment Management Wholly Foreign Owned Enterprise in Shanghai
Neuberger Berman Announces Opening of Investment Management Wholly Foreign Owned Enterprise in Shanghai
The launch of the Wholly Foreign Owned Enterprise (WFOE) allows Neuberger Berman to...
Janus Capital’s Former Head of Asia to Depart
Janus Capital’s Former Head of Asia to Depart
Gigi Chan, the Chief Operating Officer and Head of Asia-Pacific will leave at end of July after...
Citi Names Consumer Banking Head for ASEAN Region
Citi Names Consumer Banking Head for ASEAN Region
Citi appointed Fabio Fontainha as Head of Consumer Banking for the ASEAN region with effect from 1st...
