Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates

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Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...

Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor

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Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...

New Appointment in UBS Hong Kong

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New Appointment in UBS Hong Kong UBS has appointed Chris Ng as Head of Banking Products, Hong Kong, Investment Products and Services (IPS). He will be...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

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Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

Indosuez Wealth Management in Talks to Acquire CIC in Singapore & Hong Kong

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Indosuez Wealth Management in Talks to Acquire CIC in Singapore & Hong Kong Indosuez Wealth Management has started exclusive discussions to acquire the private banking...

Tim Duncan claims he lost $20 million to Financial Advisor

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From Los Angeles Times – Original Article Tim Duncan claims he lost more than $20 million to a dishonest financial advisor, according to a report in Bloomberg Business. The bright...

Citi Private Bank Hires Timothy Morse as Global Market Manager for Thailand, Malaysia and...

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Citi Private Bank Hires Timothy Morse as Global Market Manager for Thailand, Malaysia and Brunei  Citi Private Bank has hired Timothy Morse as Global Market...

Neuberger Berman Announces Opening of Investment Management Wholly Foreign Owned Enterprise in Shanghai

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Neuberger Berman Announces Opening of Investment Management Wholly Foreign Owned Enterprise in Shanghai  The launch of the Wholly Foreign Owned Enterprise (WFOE) allows Neuberger Berman to...

Janus Capital’s Former Head of Asia to Depart

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Janus Capital’s Former Head of Asia to Depart Gigi Chan, the Chief Operating Officer and Head of Asia-Pacific will leave at end of July after...

Citi Names Consumer Banking Head for ASEAN Region

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Citi Names Consumer Banking Head for ASEAN Region Citi appointed Fabio Fontainha as Head of Consumer Banking for the ASEAN region with effect from 1st...