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Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling...

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Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling & Fraud to Mislead 2 Brokerage Firms, Shorted 4 Hong Kong Listed Companies...

Online Brokerages Futu & UP Fintech Tiger Brokers Removed Trading Apps...

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Online Brokerages Futu & UP Fintech Tiger Brokers Removed Trading Apps in Mainland China after Regulators Crackdown for Operating without License, Futu Holdings Market...

Singapore Court Sentenced Individual to 30 Months Jail for False Trading,...

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Singapore Court Sentenced Individual to 30 Months Jail for False Trading, Used 13 3rd-Party Trading Accounts without Authorization from Brokerages & Received S$1 Million...

China Regulator Orders Online Brokerages Futu & Up Fintech / Tiger...

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China Regulator Orders Online Brokerages Futu & Up Fintech / Tiger Brokers to Stop Illegal Cross-Border Business Activities in China, Immediate Stop to Onboard...

Hong Kong Court Convicts Former Account Executive of HK Brokerage Fulbright...

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Hong Kong Court Convicts Former Account Executive of HK Brokerage Fulbright Securities for Share Trading Fraud with $22,000 Profit, Bought Shares at High Price...

Robinhood IPO on NASDAQ with $32 Billion Market Value, Founders Become...

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Robinhood IPO on NASDAQ with $32 Billion Market Value, Founders Become Billionaires $2 Billion Each 30th July 2021 | Hong Kong Robinhood, the United States commission...

OCBC Appoints Helen Wong as Group CEO, Samuel Tsien to Retire

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OCBC Appoints Helen Wong as Group CEO, Samuel Tsien to Retire Singapore | 8th January 2021 OCBC Group, one of Singapore's top 3 banks, has announced...

Where Should You Work if Your Client Gives You $100 Million?

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Where Should You Work if Your Client Gives You $100 Million? If you are lucky enough to have your client, dearest friend or family member deciding to give you...

12 Reasons Why Financial Sales is Tougher Than You Think

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12 Reasons Why Financial Sales is Tougher Than You Think The financial industry is exciting and one of most sought-after sector for the brightest graduates...

How do Wealth Managers Compete against Low Cost Providers?

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How do Wealth Managers Compete against Low Cost Providers? Low-cost online brokerages, self-directed financial products, and new wealth management providers offering promotions or low transaction fees...