Tag: Financial Conduct Authority
UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent...
UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent Notifications of Market News, Points, Badges & Celebratory Messages to Promote Gambling-Like Investor...
UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms...
UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms in Q3 2022, 4,151 Amended or Withdrawn for Misleading or Unfair Advertisements
10th November...
2,000 Investors Lost $55 Million in Blackmore Bond Collapse, UK Regulator...
2,000 Investors Lost $55 Million in Blackmore Bond Collapse, UK Regulator FCA Alleged to Have Failed to Protect Investors Despite Sufficient Evidence
18th August 2022...
UK Financial Authority: $30 Million Lost to Sophisticated Investment Scams Including...
UK Financial Authority: $30 Million Lost to Sophisticated Investment Scams Including Using Online Screenshare Software
6th May 2022 | Hong Kong
The UK Financial Conduct Authority...
UK Financial Authority Proposes Compensation for British Steel Pension Fund, 46%...
UK Financial Authority Proposes Compensation for British Steel Pension Fund, 46% Had Received Unsuitable Advice
1st April 2022 | Hong Kong
The United Kingdom Financial Conduct...
HSBC Fined $85 Million for Failure in Anti-Money Laundering Processes
HSBC Fined $85 Million for Failure in Anti-Money Laundering Processes
24th December 2021 | Hong Kong
HSBC has been fined $85 million (GBP 63.9 million) for...
ICAM & Bloomberg Report: 560 Issuances Totalling $190 billion Outstanding in...
ICAM & Bloomberg Report: 560 Issuances Totalling $190 billion Outstanding in LIBOR-linked Bonds in APAC at Risk
1st June 2021 | Hong Kong
ICAM and Bloomberg...
