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Hong Kong SFC Fines UBS $1 Million (HKD 8 Million) for...

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Hong Kong SFC Fines UBS $1 Million (HKD 8 Million) for Wrongly Classifying 560 Accounts Non-Professional Investors Accounts as Professional Investors Account from 2018...

China $28 Billion Ride-Hailing Giant Didi Global Self-Driving Unit DiDi Autonomous...

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China $28 Billion Ride-Hailing Giant Didi Global Self-Driving Unit DiDi Autonomous Driving Raised $280 Million (CNY 2 Billion) in Series D Funding, Founded in...

European Commission (EC) Fines Luxury Fashion Groups Gucci, Chloe & Loewe...

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European Commission (EC) Fines Luxury Fashion Groups Gucci, Chloe & Loewe $183 Million (€157 Million) for Anticompetitive Pricing Practices by Restricting Online & Retail...

Switzerland $6 Trillion Private Bank UBS Tightens Review of Clients Source...

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Switzerland $6 Trillion Private Bank UBS Tightens Review of Clients Source of Funds in Hong Kong & Singapore by Using Deloitte & KPMG Client...

Alibaba Fintech Ant Group Receives Hong Kong Regulatory Approval But Awaiting...

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Alibaba Fintech Ant Group Receives Hong Kong Regulatory Approval But Awaiting Approval from China Regulatory after Buying 50.55% of Hong Kong Largest Retail Stock...

Singapore MAS Fines ex-RHB Securities Singapore Head of Margin Tan Tee...

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Singapore MAS Fines ex-RHB Securities Singapore Head of Margin Tan Tee Beng $38,000 (S$50,000) for Insider Trading of Tee International & Tee Land in...

Singapore MAS Key Regulatory & Enforcement Actions 2025 Q3: 1) Revoked...

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Singapore MAS Key Regulatory & Enforcement Actions 2025 Q3: 1) Revoked Capital Markets Services (CMS) Licence of Xen Capital Asia & Reprimanded Executive Director,...

Singapore MAS Issues Reprimand to ex-Credit Suisse Private Banker Elaine He...

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Singapore MAS Issues Reprimand to ex-Credit Suisse Private Banker Elaine He Shuang for Failure to Conduct Proper Due Diligence for Several Clients Related to...

Hong Kong SFC Fines Roofer Securities $270,000 for Using Money from...

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Hong Kong SFC Fines Roofer Securities $270,000 for Using Money from Client Account to Meet Margins Calls Due to Failure to Maintain Sufficient Funds...

United States Federal Trade Commission (FTC) Fines $2.3 Trillion Amazon $2.5...

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United States Federal Trade Commission (FTC) Fines $2.3 Trillion Amazon $2.5 Billion for Enrolling Millions of Consumers in Amazon Prime Subscription Without Consent, Created...