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Hong Kong SFC Issues 6-Month Ban on ex-CSC Futures Managing Director...

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Hong Kong SFC Issues 6-Month Ban on ex-CSC Futures Managing Director Kao Cheng Yung for Conducting No Due Diligence on Clients Leading to Failures...

Hong Kong Ramp & Dump Syndicate Court Trial to Start on...

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Hong Kong Ramp & Dump Syndicate Court Trial to Start on 14th September 2026, 4 Defendants are Stevens Yip Chi Fai, So Lung Ying,...

Hong Kong SFC Proposes New Listing Rules on IPOs & Listed...

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Hong Kong SFC Proposes New Listing Rules on IPOs & Listed Issuers to Improve Regulatory Efficiency & Protect Investors Against Financial Harm, New Rules...

Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities...

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Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities Licensed Representative Franky Wong Ming Chung, Criminal Conviction in 2024 for Providing Investment...

Hong Kong SFC Issues 14-Month Ban on ex-CEO of Kylin International...

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Hong Kong SFC Issues 14-Month Ban on ex-CEO of Kylin International Steven Wong Yung for Failures in Managing Private Funds as Investment Manager &...

Hong Kong SFC Starts Legal Proceedings for Disqualification & Compensation Orders...

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Hong Kong SFC Starts Legal Proceedings for Disqualification & Compensation Orders Against All 8 ex-Board Members of 3DG Holdings (Previously Hong Kong Resources) for...

Hong Kong SFC Issues Public Warning of Suspected Virtual Asset-Related Fraud...

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Hong Kong SFC Issues Public Warning of Suspected Virtual Asset-Related Fraud Operating under Linkbex with False Claims of Affiliation to 7 SFC Licensed Corporations...

Hong Kong SFC Obtains Hong Kong Court Disqualification Orders Against Tech...

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Hong Kong SFC Obtains Hong Kong Court Disqualification Orders Against Tech Pro Technology Development ex-Chairman Li Wing Sang & 2 ex-Executive Directors Liu Xinsheng...

Hong Kong SFC Starts Insider Dealing Criminal Proceedings Against Businessman Wong...

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Hong Kong SFC Starts Insider Dealing Criminal Proceedings Against Businessman Wong Pak Ming for Suspected Indirect Dealing in Shares of Transmit Entertainment (Previously Pegasus...

Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings...

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Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings & Money Concepts Asset Management Because of Doubts Over Honesty, Reliability, Integrity &...