Hong Kong SFC Seeks Disqualification Order & $1.9 Million (HKD 14.6 Million) Compensation in Hong Kong Court Against ex-Director Wong Ho Yi of China...
Hong Kong SFC Launches Social Media Platform Rednote (Xiaohongshu) Account as New Channel to Enhance Communication to Public & Enhance Investor Education Efforts, 898...
Hong Kong SFC Launches Regulatory Framework to Pilot 24/7 Secondary Trading of SFC-Authorized Tokenised Investment Products on SFC-Licensed Virtual Asset Trading Platforms (VATPs), 13...
Hong Kong Exchange (HKEX) Issues New Guidelines for Listed Companies on Auditors: 1) Requires Listed Companies to Change (Appoint or Remove) Auditors Only at...
Hong Kong Reports 560+ IPO Listing Applications But Facing Shortage of IPO Sponsors (Investment Banks & Financial Institutions) to Support IPOs, Hong Kong SFC...
Hong Kong District Councillor Leung Ka‑fai Failed to Declare $1.3 Million (HKD 10 Million) Income as Non-Executive Director of China Shenzhen-Based Asset Manager Ding...
Hong Kong SFC Fines Impression Investment $255,000 (HKD 2 Million) for Failures Over Staff Trading Activities & Issues 8-Month Ban on ex-Director & Responsible...
Hong Kong SFC Issues Lifetime Ban & $2.2 Million (HKD 17.4 Million) Fine on Thunder Capital ex-Investment Analyst Patrick Lai Pak Tong for Misconduct...
Hong Kong SFC CEO Julia Leung Reappointed to 2nd 2-Year Term as Chair of the Asia-Pacific Regional Committee (APRC) of the International Organization of...
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