Home Tags Hong Kong SFC

Tag: Hong Kong SFC

$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...

0
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017 Court Trial: Founder Simon Sadler Faced Stress...

Hong Kong SFC Fines Brokerage XHK $319,000 (HKD 2.5 Million) for...

0
Hong Kong SFC Fines Brokerage XHK $319,000 (HKD 2.5 Million) for Regulatory Failures Including Accounting Errors on Financial Returns Submitted, Overstating & Understating Liquid...

Hong Kong SFC Issues Lifetime Ban on Hong Kong Brokerage Nerico...

0
Hong Kong SFC Issues Lifetime Ban on Hong Kong Brokerage Nerico Brothers ex-Responsible Officer Paul Wan Kai Leung for Facilitating Misuse of $68 Million...

Hong Kong SFC Instructs All Licensed Corporations (LCs) to Conduct Internal...

0
Hong Kong SFC Instructs All Licensed Corporations (LCs) to Conduct Internal Review for Questionable or Forged Documents Accepted for Account Opening, Issued Circular on...

Hong Kong Court Convicts Hong Kong Movie Producer & Businessman Raymond...

0
Hong Kong Court Convicts Hong Kong Movie Producer & Businessman Raymond Wong Pak Ming of Insider Trading by Providing Share Sale Information to His...

Hong Kong SFC Issues Public Warning of Fraud Schemes Using Name...

0
Hong Kong SFC Issues Public Warning of Fraud Schemes Using Name of Investor Compensation Fund (ICF) to Falsely Claim to Help to Recover Investment...

Hong Kong SFC Appoints JP Morgan Asset Management Hong Kong CEO...

0
Hong Kong SFC Appoints JP Morgan Asset Management Hong Kong CEO and Head of Hong Kong Funds & Institutional Business Elisa Ng as Executive...

Hong Kong SFC Obtains Hong Kong Court 2-Year Disqualification Order Against...

0
Hong Kong SFC Obtains Hong Kong Court 2-Year Disqualification Order Against Previously Hong Kong-Listed Qunxing Paper Holdings ex-Financial Controller Poon Tsz Hang for False...

$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...

0
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017 Court Trial Starts: Segantii Specializing in Block...

Hong Kong SFC Obtains 12 Months to 33 Months Disqualification Orders...

0
Hong Kong SFC Obtains 12 Months to 33 Months Disqualification Orders Against 4 ex-Directors of China Candy Holdings for Negligence & Failing to Uncover...