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Hong Kong SFC Obtains 6-Year Disqualification Order Against ex-Vice Chairman of...

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Hong Kong SFC Obtains 6-Year Disqualification Order Against ex-Vice Chairman of Previously Hong Kong-Listed Zhongda International Holdings Zhang Yuqing for Misconduct & Failing Duties...

Hong Kong SFC & ICAC Conduct Joint Operation on Syndicate for...

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Hong Kong SFC & ICAC Conduct Joint Operation on Syndicate for Market Manipulation of Hong Kong-Listed Company & Corrupt Practices, Syndicate Conspired to Claim...

Hong Kong SFC Obtains 7-Year Disqualification Order Against First Credit Finance...

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Hong Kong SFC Obtains 7-Year Disqualification Order Against First Credit Finance Group ex-Executive Director (Ho Siu Man) for Breach of Fiduciary Duties, Failing to...

Hong Kong SFC Market Misconduct Tribunal (MMT) Orders $127,000 (HKD 1...

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Hong Kong SFC Market Misconduct Tribunal (MMT) Orders $127,000 (HKD 1 Million) Disgorgement (Give Up) of Illegal Profit from Insider Trading after Finding 2...

Hong Kong SFC Issues 9-Year Ban & $44,000 Fine on ex-HF...

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Hong Kong SFC Issues 9-Year Ban & $44,000 Fine on ex-HF Asset Management (HFAM) Responsible Officer Tong Ho Yin for Failing to Act in...

Hong Kong SFC Obtains Disqualification Orders Against 5 ex-Directors of Superb...

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Hong Kong SFC Obtains Disqualification Orders Against 5 ex-Directors of Superb Summit International Group for Misconduct in Carefully Planned Acquisitions in 2007 & 2009:...

Singapore SFC Fines Freeman Commodities $433,000 (HKD 3.4 Million) & Issues...

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Singapore SFC Fines Freeman Commodities $433,000 (HKD 3.4 Million) & Issues 6-Month Suspension on ex-Responsible Officer Li Chun Kei for Failures in Monitoring Suspicious...

Hong Kong Court Orders Hong Kong & Singapore-Listed Sound Global Ltd...

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Hong Kong Court Orders Hong Kong & Singapore-Listed Sound Global Ltd Chairman Wen Yibo to Buy Shares from Shareholders at Court-Determined Price (13/4/2016: HKD...

Hong Kong SFC Issues 10-Month Ban on Freeman Commodities CEO &...

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Hong Kong SFC Issues 10-Month Ban on Freeman Commodities CEO & ex-Responsible Officer Pun Hong Hai for Failures in Monitoring Suspicious Money Movements &...

Hong Kong SFC Issues 3-Year Ban on ex-Cinda International Securities Licensed...

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Hong Kong SFC Issues 3-Year Ban on ex-Cinda International Securities Licensed Representative Law Man Wai for Using Brokerage Accounts of Sister, Friend & Himself...