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Hong Kong SFC Issues 7-Month Ban on Rifa Securities Licensed Representative...

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Hong Kong SFC Issues 7-Month Ban on Rifa Securities Licensed Representative Hadiee Chui Lai Chun for Failure to Disclose Personal Securities Trading Account to...

Hong Kong SFC Proposes to 1) Restrict Unregulated Entities from Using...

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Hong Kong SFC Proposes to 1) Restrict Unregulated Entities from Using Names Giving False Impression of Being Regulated Entities & 2) Using Commonly Used...

Hong Kong SFC Issues Restriction Notice to GA (Int’l) Capital Management...

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Hong Kong SFC Issues Restriction Notice to GA (Int'l) Capital Management Limited (GCML) Due to Concerns on Reliability, Integrity & Ability to Conduct Regulated...

Hong Kong SFC Participates in “Global Week of Action Against Unlawful...

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Hong Kong SFC Participates in “Global Week of Action Against Unlawful Finfluencers” to Stop Activities of Unlawful Financial Influencers, Taking Supervision Actions, Enforcement Actions...

Hong Kong SFC Issues 6-Month Ban on ex-MTF Securities Responsible Officer...

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Hong Kong SFC Issues 6-Month Ban on ex-MTF Securities Responsible Officer & Executive Director Wong Lai Suen for Failure to Manage Credit Risks &...

Hong Kong SFC Secured $24.6 Million Compensation Settlement in Hong Kong...

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Hong Kong SFC Secured $24.6 Million Compensation Settlement in Hong Kong Court as Special Dividend from 3 ex-Directors to Pay Shareholders of Hong Kong-Delisted...

Hong Kong SFC Obtains Hong Kong Court 2 to 7 Years...

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Hong Kong SFC Obtains Hong Kong Court 2 to 7 Years Disqualification Orders Against 1 ex-Manager & 3 ex-Directors of Delisted National Agricultural Holdings...

Hong Kong SFC Securities Industry Financial Review 2024: 1.85 Million Active...

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Hong Kong SFC Securities Industry Financial Review 2024: 1.85 Million Active Cash Clients, 2.54 Million Active Margin Clients, 1,397 Securities Dealers & Margin Financiers,...

Hong Kong SFC Issues Warning of Clients Suffering Financial Losses after...

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Hong Kong SFC Issues Warning of Clients Suffering Financial Losses after Entering Account Logins from Clicking on Phishing Mobile Text Messages with Hyperlinks Sent...

Hong Kong SFC Issues Restriction Notice to Bloomyears for Doubts Over...

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Hong Kong SFC Issues Restriction Notice to Bloomyears for Doubts Over Reliability, Integrity & Ability to Carry Regulated Activity  21st May 2025 | Hong Kong The...