Home Tags Hong Kong SFC

Tag: Hong Kong SFC

Hong Kong SFC & UAE International Financial Centre ADGM (Abu Dhabi...

0
Hong Kong SFC & UAE International Financial Centre ADGM (Abu Dhabi Global Market) Sign MoU to Enhance Cooperation on Supervision of Investment Managers of...

Hong Kong SFC & Central Bank of Ireland (CBI) Sign Updated...

0
Hong Kong SFC & Central Bank of Ireland (CBI) Sign Updated MoU on Mutual Recognition of Funds to Allow Distribution of Eligible Public Funds...

Hong Kong SFC & Canada Ontario Securities Commission (OSC) Sign MoU...

0
Hong Kong SFC & Canada Ontario Securities Commission (OSC) Sign MoU to Cooperate on Supervision of Investment Managers of Collective Investment Schemes to Protect...

Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended...

0
Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended Responsible Officer Budihardjo Wilhelm Soeharsono for 5 Months & 2 Weeks for Failures...

Hong Kong Court Schedules Pre-Trial Review (24/7/25) of Hong Kong SFC...

0
Hong Kong Court Schedules Pre-Trial Review (24/7/25) of Hong Kong SFC Prosecution Against Finfluencer Chau Pak Yin (Previously Known as Chau Kin Hei) after...

Hong Kong SFC & Hong Kong Exchange (HKEX) Launch Dedicated Technology...

0
Hong Kong SFC & Hong Kong Exchange (HKEX) Launch Dedicated Technology Enterprises Channel (TECH) to Support IPO Listing for Specialist Technology Companies & Biotech...

Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory...

0
Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory Failure to Send Renewal Notices to 7,911 Clients Due to Programming Error for...

Hong Kong Court Adjourns Insider Dealing Criminal Case (5/6/25) Against Businessman...

0
Hong Kong Court Adjourns Insider Dealing Criminal Case (5/6/25) Against Businessman Wong Pak Ming for Suspected Indirect Dealing in Shares of Transmit Entertainment (Previously...

Hong Kong SFC Issues 6-Month Ban on ex-CSC Futures Managing Director...

0
Hong Kong SFC Issues 6-Month Ban on ex-CSC Futures Managing Director Kao Cheng Yung for Conducting No Due Diligence on Clients Leading to Failures...

Hong Kong Ramp & Dump Syndicate Court Trial to Start on...

0
Hong Kong Ramp & Dump Syndicate Court Trial to Start on 14th September 2026, 4 Defendants are Stevens Yip Chi Fai, So Lung Ying,...