Home Tags Hong Kong SFC

Tag: Hong Kong SFC

Hong Kong SFC Suspends 16 IPO Listing Applications & Flags Serious...

0
Hong Kong SFC Suspends 16 IPO Listing Applications & Flags Serious Deficiencies in IPO Listing Documents, Sponsors Potential Misconduct & Significant Mismanagement of Resources,...

Hong Kong & UAE Regulators Sign MOU to Strengthen Cross-Border Regulatory...

0
Hong Kong & UAE Regulators Sign MOU to Strengthen Cross-Border Regulatory Collaboration on Digital Asset with Both Sharing Vision to Develop Digital Assets Markets...

Hong Kong SFC Issues 27-Month Ban on ex-Representative of Fulbright Securities...

0
Hong Kong SFC Issues 27-Month Ban on ex-Representative of Fulbright Securities & Fulbright Futures and Open Securities Limited (OSL) Wong Chi Fai for Failure...

Hong Kong SFC & Hong Kong Exchange (HKEX) Issue Regulatory Concern...

0
Hong Kong SFC & Hong Kong Exchange (HKEX) Issue Regulatory Concern to IPO Sponsors (Investment Banks) to Ensure Standards in IPO Submissions, Cites Declining...

Hong Kong SFC Obtains $76.3 Million (HKD 595 Million) Compensation from...

0
Hong Kong SFC Obtains $76.3 Million (HKD 595 Million) Compensation from Hong Kong Court Against 3 ex-Directors & Senior Executives (Yang Dongjun, Wu Tao...

Hong Kong SFC Issues Warning of Suspicious Non-Authorized High-Frequency Trading Artificial...

0
Hong Kong SFC Issues Warning of Suspicious Non-Authorized High-Frequency Trading Artificial Intelligence (AI) Investment Product with 3% to 8% Monthly Yield by Gold Fun...

Hong Kong SFC Obtains Hong Kong Court 3-Year Disqualification Order on...

0
Hong Kong SFC Obtains Hong Kong Court 3-Year Disqualification Order on ex-Executive Director of Hong Kong-Listed National United Resources Lo Ka Wai for Approving...

Hong Kong Court Sentenced Previously Hong Kong-Listed China All Access Controller...

0
Hong Kong Court Sentenced Previously Hong Kong-Listed China All Access Controller Wong Yuk Lan to 8-Month Jail Term for False Trading to Create Misleading...

Hong Kong SFC Obtains Court Order to Freeze $13 Million (HKD...

0
Hong Kong SFC Obtains Court Order to Freeze $13 Million (HKD 101 Million) Cash of Hong Kong-Listed Teamway International Suspected Shadow Director Ng Kwok...

Hong Kong SFC & Hong Kong Exchange (HKEX) Remind Investment Banks...

0
Hong Kong SFC & Hong Kong Exchange (HKEX) Remind Investment Banks to Ensure Standards in IPO Submissions, Hong Kong is on Track to be...