Hong Kong SFC Issues 4.5-Year Ban & $128,000 (HKD 1 Million) Fine on Yuanta Securities ex-Responsible Officer Kuo Che-jung for Hiding Ownership of 2...
Hong Kong to Publish All Names of Professional Parties (Include Investment Banks, Consultants, Law Firms & Auditors) for Incomplete IPO Listing Applications
17th March 2026...
Hong Kong SFC Issues Lifetime Ban on Sun Hung Kai Investment Services ex-Account Executive Andy Lau Ka Ho for Serious Misconducts Including 1) Unauthorized...
Hong Kong SFC Announced Hong Kong Billionaire Henry Cheng Chow Tai Fook Nominee Subsidiaries $192 Million (HKD 1.5 Billion) Cash Settlement to Independent Shareholders...
Hong Kong Investment Banks Facing Shortage of Qualified Bankers for IPOs with Hong Kong Exchange (HKEX) Reporting 440 Companies in IPO Pipelines (2026 January...
Hong Kong SFC Issues Warning of Impersonation Scams Claiming to Represent Hong Kong SFC by Sending Deceptive Emails for Recipients to Reply, Click on...
Hong Kong SFC Receives Hong Kong Court Order for Hong Kong-Listed $96 Million Arta TechFin Corp ex-Non-Executive Director Andrew Liu & ex-Managing Director Quincy...
Hong Kong SFC Fines Kylin International $1.1 Million for Failures in Managing Private Funds & Regulatory Obligations from 2018, 1) Failed to Disclose Conflicts...
Hong Kong SFC Hosted 3rd Broker Forum Attended by 600+ Financial Professionals from Financial Sector, Forum Covered IPO Conduct Issues, Growing Finfluencers, Controls for...
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