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Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB...

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Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB Dealer for Life following Conviction of Bribery 29th October 2021 | Hong Kong The Hong...

Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC...

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Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC and Green & Sustainable Finance Hub 8th October 2021 | Hong Kong Hong Kong Regulator...

Hong Kong SFC to Require Fund Managers to Include Climate into...

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Hong Kong SFC to Require Fund Managers to Include Climate into Investment & Risk Management Process, Starts from August 2022 26th August 2021 | Hong...

Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose...

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Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose Conflict of Interests, Risks and to Qualify Clients 5th August 2021 | Hong Kong The...

Hong Kong SFC Issues Restriction Notices to 13 Brokers for 54...

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Hong Kong SFC Issues Restriction Notices to 13 Brokers for 54 Accounts Related to Social Media Scam 19th February 2021 | Hong Kong Hong Kong Securities...

Hong Kong SFC Warns of Investment Scams on Social Media Platforms

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Hong Kong SFC Warns of Investment Scams on Social Media Platforms 25th September 2020 | Hong Kong The Securities and Futures Commission (SFC) of Hong Kong...

Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report

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Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report Hong Kong's Securities and Futures Commission (SFC) has released its 2017-18 Annual Report.  The financial...

Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared...

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Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives Hong Kong's Securities and Futures Commission (SFC) has launched a 2-month consultation...

Hong Kong SFC Fines Former Account Executive of Equity Broker KGI...

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Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure to Keep Record of Order Instructions Hong Kong's Securities and Futures...

Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower...

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Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...