United States
Caproasia.com | The leading source of data, research, information & resource for investment managers, professional investors, UHNW & HNW investors, and advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets? Caproasia - Learn more

This site is for accredited investors, professional investors, investment managers and financial professionals only. You should have assets around $3 million to $300 million or managing $20 million to $3 billion.







United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme Stock Mania, More Disclosure on Fees & Data

10th June 2022 | Hong Kong

The United States Securities and Exchange Commission (SEC) Chairman Gary Gensler has proposed new transparent trading processes for brokerages after the 2021 Meme stock mania, including requiring stock trades to go through a centralised auction to execute best prices and to disclose data on trading fees & timing of trades.  Currently, brokerages can execute through wholesale broker, if the best price matches or better public exchange price.  But market makers can better the public exchange price, which retail clients do not have access.  In addition, with the disclosure on trading fees & timing of trades, any trading rebates from wholesale brokers or financial institutions will know be disclosed.  These proposed change will affect brokerages to offer zero-percent commission trading. 

“ United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme Stock Mania, More Disclosure on Fees & Data “




2021 Data Release
2020 List of Private Banks in Hong Kong
2020 List of Private Banks in Singapore
2020 Top 10 Largest Family Office
2020 Top 10 Largest Multi-Family Offices
2020 Report: Hong Kong Private Banks & Asset Mgmt - $4.49 Trillion
2020 Report: Singapore Asset Mgmt - $3.48 Trillion AUM

Register Below
Latest 2022 data & reports, insights & news
Every Saturday & Sunday 2 pm
Direct to your inbox
Save 2 to 8 hours per week. Organised for success

For Investors | Professionals | Executives




New to Caproasia?
Join 10,000 +
Learn More | Sign Up Today







For CEOs, Heads, Senior Management, Market Heads, Desk Heads, Financial Professionals, Investment Managers, Asset Managers, Fund Managers, Hedge Funds, Boutique Funds, Analysts, Advisors, Wealth Managers, Private Bankers, Family Offices, Investment Bankers, Private Equity, Institutional Investors, Professional Investors

Get Ahead in 60 Seconds. Join 10,000 +
Save 2 to 8 hours weekly. Organised for Success.

Subscribe / Sign Up / Contact Us


    Mailing ListFree TrialInvestor $680 YearlyProfessional $680 YearlyExecutive $2,000 Yearly


    Private WealthFamily OfficePrivate BankingWealth ManagementInvestmentsAlternativesPrivate MarketsCapital MarketsESG & SICEO & EntrepreneursTax, Legal & RisksHNW & UHNWs Insights











    Caproasia | Driving the future of Asia
    a financial information technology co.
    since 2014


    Web links may be disabled on mobile for security.
    Please click on desktop.









    Previous articleUK Authorities Expected to Scrutinise Asset Managers on ESG Claims & Greenwashing, After BNY Mellon & DWS Fines & Investigations
    Next articleRumour: $4.1 Trillion State Street to Buy $1.7 Trillion Credit Suisse, Denies Acquisition Plan
    Caproasia.com covering capital markets, investments and private wealth in Asia. Our users manage, advise & invest $25 trillion assets in Asia