Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report
Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report
Hong Kong's Securities and Futures Commission (SFC) has released its 2017-18 Annual Report. The financial...
J Safra Sarasin Hires New Managing Director, Client Advisory
J Safra Sarasin Hires New Managing Director, Client Advisory
J Safra Sarasin has appointed Masaki Sugawara as Managing Director, Client Advisory as of 9th January....
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong's Securities and Futures Commission (SFC) have released consultation conclusions on Guidelines on Online...
SFC Fines Value Partners $4 Million
SFC Fines Value Partners $4 Million
SFC has fined Value Partners Limited and Value Partners Hong Kong Limited $2 million respectively for failures to comply...
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...
Lioncrest Global Forms Partnership with Ops Capital
Lioncrest Global Forms Partnership with Ops Capital
Lioncrest Global & Ops Capital have signed a strategic cooperation agreement which allows both firms to bring attractive...
Wing Lung Bank Appoints New General Manager
Wing Lung Bank Appoints New General Manager
Wing Lung Bank has announced the appointment of Xu Shiqing as Executive Director and General Manager. He will...
Deutsche Wealth Hires From UBS
Deutsche Wealth Hires From UBS
Terry Tung joins Deutsche Bank from UBS with immediate effect. He joins the bank as Managing Director and will be...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
