Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling

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Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...

Indosuez Wealth Management Signs Agreement for Acquistion of Credit Industriel et Commercial (CIC)

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Indosuez Wealth Management Signs Agreement for Acquistion of Credit Industriel et Commercial (CIC)  Indosuez Wealth Management has reached an agreement with CIC to acquire the...

Former RBC Trader Starts Hedge Fund

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Former RBC Trader Starts Hedge Fund Damian Edwards, a former managing director at Royal Bank of Canada is starting an Asian event-drive hedge fund. The...

Deutsche Bank Wealth Management Makes Senior Hires in Asia

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Deutsche Bank Wealth Management Makes Senior Hires in Asia Deutsche Bank Wealth Management has hired four executives from The Bank of East Asia Limited Hong...

Quaero Capital Expands Family Enterprise Fund in Asia

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Quaero Capital Expands Family Enterprise Fund in Asia Quaero Capital is expanding to Asia with licensed local fund distributor Peak Capital to promote Quaero’s Family Enterprise...

Standard Chartered Hong Kong Appoints New CEO

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Standard Chartered Hong Kong Appoints New CEO Standard Chartered Hong Kong has appointed Mary Huen, currently Regional Head of Retail Banking, Greater China and North...

First Names Group Appoints Managing Director for Hong Kong

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First Names Group Appoints Managing Director for Hong Kong First Names Group has appointed Stuart Dowding as Managing Director of the Hong Kong operations. Stuart...

Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities 

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Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities  The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...

Lioncrest Global Forms Partnership with Ops Capital

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Lioncrest Global Forms Partnership with Ops Capital Lioncrest Global & Ops Capital have signed a strategic cooperation agreement which allows both firms to bring attractive...

Private Bank Edmond de Rothschild Exits Hong Kong

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Private Bank Edmond de Rothschild Exits Hong Kong Swiss private bank Edmond de Rothschild is exiting Hong Kong, more than two decades after it opened...