Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure...
Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure to Keep Record of Order Instructions
Hong Kong's Securities and Futures...
Standard Chartered Hong Kong Appoints New CEO
Standard Chartered Hong Kong Appoints New CEO
Standard Chartered Hong Kong has appointed Mary Huen, currently Regional Head of Retail Banking, Greater China and North...
Deutsche Bank Wealth Management Makes Senior Hires in Asia
Deutsche Bank Wealth Management Makes Senior Hires in Asia
Deutsche Bank Wealth Management has hired four executives from The Bank of East Asia Limited Hong...
AXA Appoints Hong Kong CEO
AXA Appoints Hong Kong CEO
AXA Asia Life Chief Executive Etienne Bouas-Laurent will take up the Chief Executive Officer of AXA Hong Kong with effect...
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...
SFC Bans Former Employee of Citibank for Six Months
SFC Bans Former Employee of Citibank for Six Months
The Securities and Futures Commission (SFC) has banned Mr Cheung Kwan Po, an ex-employee of Citibank...
Vontobel Asset Management Appoints New Head of Intermediary Sales Asia
Vontobel Asset Management Appoints New Head of Intermediary Sales Asia
Vontobel Asset Management has appointed Suzanna Wong as Head of Intermediary Sales Asia. She will...
Standard Life Sells Hong Kong Arm
Standard Life Sells Hong Kong Arm
Standard Life has agreed to sell its Hong Kong arm, Standard Life Asia to Chinese joint venture, Heng An...
SFC Fines DBS Vickers Hong Kong
SFC Fines DBS Vickers Hong Kong
The Securities and Futures Commission (SFC) has fined DBS Vickers Hong Kong $2 million for regulatory breaches and internal...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
