Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong's Securities and Futures Commission (SFC) has reprimanded CN Capital Management (CN Capital)...
Singapore’s First ETF Focusing on Singapore REITS Listed on Singapore Exchange
Singapore's First ETF Focusing on Singapore REITS Listed on Singapore Exchange
Singapore's first Exchange-Traded Fund (ETF) that focuses on Singapore REITS was listed on Singapore...
PIMCO Hires Stephen Chang as Executive Vice President and Portfolio Manager
PIMCO Hires Stephen Chang as Executive Vice President and Portfolio Manager
PIMCO has hired Stephen Chang as Executive Vice President and Portfolio Manager. Based in...
Standard Life Aberdeen Sells Insurance Business to Phoenix Group, Acquires 19.99% Stake
Standard Life Aberdeen Sells Insurance Business to Phoenix Group for £3.24 billion, Acquires 19.99% Stake
Standard Life Aberdeen has sold their insurance business to Phoenix...
Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations...
Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations of Hiring Practices in Asia
Credit Suisse Hong Kong will pay...
Monetary Authority of Singapore Requires Reporting of Large Short Positions and Orders
Reporting of Large Short Positions and Orders
The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM...
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Leonteq has received an informal notice from Old Mutual International for a claim against...
Credit Suisse Hires New Head of Investment Management
Credit Suisse Hires New Head of Investment Management
Credit Suisse has hired Jacqueline Koo as the new Head of Investment Management, Hong Kong. She has over...
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset Global Investments has announced to buy Global X Management Company (Global X),...
