Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products 

Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products  The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...

91 Year-Old Manulife Agent Sets Longest Corporate Sales World Record

91 Year-Old Manulife Agent Sets Longest Corporate Sales World Record 91 Year-Old Manulife life insurance sales agent, Sun Yung Tsu (Joe Sun), has been awarded...

Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling

Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

Crossinvest Named as Best Discretionary & Advisory firm in Asia

Crossinvest Named as Best Discretionary & Advisory firm in Asia Independent asset manager, Crossinvest Asia was named the "Best Discretionary & Advisory Offering 2017" at...

Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers 

Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers  Monetary Authority of Singapore has proposed guidelines to strengthen individual accountability of...

Monetary Authority of Singapore Proposed Financial Advisory Recruitment Measures, Targeting Sign-on Incentives & Mass...

Monetary Authority of Singapore Proposed Financial Advisory Recruitment Measures, Targeting Sign-on Incentives & Mass Movements The Monetary Authority of Singapore (MAS) has proposed 4 measures...

HK Listed Financial Advisory Firm Convoy Applies for Trading Halt, 3 Directors under Investigations

HK Listed Financial Advisory Firm Convoy Applies for Trading Halt, 3 Directors under Investigations Hong Kong listed financial advisory firm Convoy has applied to The Stock...

AIA Singapore Launches AIA Financial Advisors

AIA Singapore Launches AIA Financial Advisors AIA Singapore launches AIA Financial Advisers (AIA FA), a financial advisory firm.  AIA FA will be led by Mr Tan...

Global Wealth Grew 27% to $280 Trillion in 2017 – Credit Suisse Research Institute

Global Wealth Grew 27% to $280 Trillion in 2017 - Credit Suisse Research Institute Global wealth has grown by 27% to $280 trillion since the global...