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    Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities 

    Financial Advisory Caproasia - 0
    Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities  The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...

    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions

    Investment Banking Caproasia - 0
    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...

    Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia

    Financial Advisory Caproasia - 0
    Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia Standard Chartered Bank has appointed Judy Hsu as new Regional CEO ASEAN...

    Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services

    Singapore Caproasia - 0
    Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services Bank Pictet & Cie has received a wholesale bank license in...

    Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML &...

    Financial Advisory Caproasia - 0
    Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML & CFT Requirements Monetary Authority of Singapore (MAS) has imposed penalties of...

    BNP Paribas & University of Cambridge Host Entrepreneurs for 3 Days Sustainability Leadership Programme

    Partnership Caproasia - 0
    BNP Paribas & University of Cambridge Host Entrepreneurs for 3 Days Sustainability Leadership Programme BNP Paribas Wealth Management and the University of Cambridge Institute for Sustainability...

    VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private...

    Services Caproasia - 0
    VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private Banking Singapore VP Bank celebrates 10 years in Singapore in 2018...

    Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia 

    Services Caproasia - 0
    Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia  Vistra, a leading corporate service providers of incorporations, trust and fund administration services has acquired Global...

    Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches

    North Asia Caproasia - 0
    Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...

    Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures

    North Asia Caproasia - 0
    Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
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