Indosuez Wealth Management Appoints Jacques Prost as New CEO

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Indosuez Wealth Management Appoints Jacques Prost as New CEO Jacques Prost has been appointed as Chief Executive Officer of Indosuez Wealth Management group, with effect...

S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore

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S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...

Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling

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Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...

Bank of Singapore to Provide SMBC Trust Bank Clients Access to Investment Services

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Bank of Singapore to Provide SMBC Trust Bank Clients Access to Investment Services Bank of Singapore have entered a partnership to provide clients of SMBC...

Hong Kong SFC to Amend Professional Investor Rules in July 2018

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Hong Kong SFC to Amend Professional Investor Rules in July 2018 The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...

Charles Monat Hires Martin Wong as CEO & Partner for Singapore

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Charles Monat Hires Martin Wong as CEO & Partner for Singapore Charles Monat has hired Martin Wong as CEO & Partner for Singapore, with effect...

ANZ Removes Sales Incentives of Financial Planning Bonuses

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ANZ Removes Sales Incentives of Financial Planning Bonuses ANZ has announced industry-leading initiatives to improve the quality of financial planning and customer remediation when things...

Credit Suisse Hires David Lim as Vice Chairman of Private Banking for Southeast Asia

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Credit Suisse Hires David Lim as Vice Chairman of Private Banking for Southeast Asia Credit Suisse has hired David Lim as Vice Chairman of Private Banking for...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...

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Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients Hong Kong's Securities and Futures Commission (SFC) has issued a...

Charismatic Capital Launches New $250 Million Debt Equity Fund

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Charismatic Capital Launches New $250 Million Debt Equity Fund Charismatic Capital has launched a new $250 million debt equity fund, an alternative asset class in...