Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
JTC Completes Acquisition of Merrill Lynch International Trust Business
JTC Completes Acquisition of Merrill Lynch International Trust Business
JTC, an independent private wealth, funds and corporate service provider, has completed the acquisition of Merrill Lynch...
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset Global Investments has announced to buy Global X Management Company (Global X),...
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
Charles Monat Hires Martin Wong as CEO & Partner for Singapore
Charles Monat Hires Martin Wong as CEO & Partner for Singapore
Charles Monat has hired Martin Wong as CEO & Partner for Singapore, with effect...
State Street Appoints Lisa Lou as Country Head of Global Services China and GM...
State Street Appoints Lisa Lou as Country Head of Global Services China and GM of Beijing
State Street Corporation has appointed Lisa Lou to be...
HSBC Announces John Flint as Future Group CEO in 2018
HSBC Announces John Flint as Future Group CEO in 2018
HSBC Holdings has announced the next Group CEO to be effective from 21st February 2018...
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...
