Tag: barclays
Credit Derivatives Committee Announced Unanimous Decision on No Credit Default Swaps...
Credit Derivatives Committee Announced Unanimous Decision on No Credit Default Swaps Payout as Credit Suisse Merger into UBS is Not a Bankruptcy Credit Event
27th...
Credit Suisse Withdraws Application to Appeal Additional Tier 1 Note Write-down...
Credit Suisse Withdraws Application to Appeal Additional Tier 1 Note Write-down Involving 2,500 Claims, Had Argued Contingent Capital Awards are Issued by Other Companies...
Credit Derivatives Committee Released Statement on Credit Suisse Additional Tier-1 Bonds...
Credit Derivatives Committee Released Statement on Credit Suisse Additional Tier-1 Bonds Write-down Will Not Trigger Default Swaps Payout as Securities are Junior to Subordinated...
United States SEC Fines HSBC $15 Million & Scotia Capital $7.5...
United States SEC Fines HSBC $15 Million & Scotia Capital $7.5 Million for Whatsapp Usage, Top Financial Institutions Fined $1.8 Billion in September 2022
12th...
Ex-Barclays Private Banker Files Lawsuit Against Barclays for Wrongful Termination in...
Ex-Barclays Private Banker Files Lawsuit Against Barclays for Wrongful Termination in September 2020 for Sexual Harassment Conspiracy by 4 Women
18th March 2023 | Hong...
United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records,...
United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records, Started Probe on Top Private Equity Firms in November 2022 with Financial Institutions...
Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for...
Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for Conducting Business on Whatsapp Despite Prior Warnings, Fined $200 Million in 2022 September...
United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties &...
United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties & 760 Enforcement Actions, JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY,...
United States SEC Fined Barclays $361 Million for Overselling in $17.7...
United States SEC Fined Barclays $361 Million for Overselling in $17.7 Billion New Securities Issuance, Lack of Internal Control & Over-Issuance
6th October 2022 |...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...
