Tag: barclays
United States SEC Fined Barclays $361 Million for Overselling in $17.7...
United States SEC Fined Barclays $361 Million for Overselling in $17.7 Billion New Securities Issuance, Lack of Internal Control & Over-Issuance
6th October 2022 |...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...
United States SEC Fines 11 Firms $1.1 Billion for Using Text...
United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan Stanley, Goldman, Bank of America, Citi, UBS, Credit Suisse, Barclays, Deutsche Bank
26th August...
13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to...
13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to Pay $91 Million for Singapore Interest Rates Rigging Conspiracy
3rd June 2022 | Singapore
13...
Barclays Hires HSBC Hossein Zaimi as Head of Markets for Asia-Pacific
Barclays Hires HSBC Hossein Zaimi as Head of Markets for Asia-Pacific
13th May 2022 | Hong Kong
Barclays has hired HSBC Hossein Zaimi as Barclays Head...
Barclays $593 Million Potential Losses from Overselling Securities in United States,...
Barclays $593 Million Potential Losses from Overselling Securities in United States, Halts New Retail Structured Products after $15 Billion Clerical Error
1st April 2022 |...
European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389...
European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389 Million for FX Spot Trading Cartel
3rd December 2021 | Hong Kong
The European Commission...
Barclays Private Bank Appoints 3 Senior Private Bankers in Singapore, Adrian...
Barclays Private Bank Appoints 3 Senior Private Bankers in Singapore, Adrian Khoo, Jamie Huang & Ken Sze
11th November 2021 | Singapore
Barclays Private Bank has...
SGX & Temasek Venture Marketnode to Launch Fixed Income Platform in...
SGX & Temasek Venture Marketnode to Launch Fixed Income Platform in Q4 2021, Partners Include Barclays, BNP Paribas, Citi, Deutsche, HSBC
30th September 2021 |...
