Tag: fine
Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose...
Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose Conflict of Interests, Risks and to Qualify Clients
5th August 2021 | Hong Kong
The...
Swiss Private Bank Julius Baer to Pay $79.7 Million Fine for...
Swiss Private Bank Julius Baer to Pay $79.7 Million Fine for Laundering $36 Million of FIFA Football Bribes
31st May 2021 | Hong Kong
Swiss Private...
Nomura, UBS and Unicredit Fined $451 Million for Rigging European Bond...
Nomura, UBS and Unicredit Fined $451 Million for Rigging European Bond Prices
21st May 2021 | Hong Kong
The European Commission has fined Nomura, UBS and...
Alibaba First Quarterly Loss with $1.17 Billion Since IPO, Hit by...
Alibaba First Quarterly Loss with $1.17 Billion Since IPO, Hit by Anti-Monopoly Fine of $2.78 Billion
13th May 2021 | Hong Kong
Alibaba Group, one of...
United States SEC Fines Under Armour $9 Million for Misleading Investors...
United States SEC Fines Under Armour $9 Million for Misleading Investors on Revenue Growth in 2015
5th May 2021 | Hong Kong
The United States Securities...
China Regulators to Supervise Ant Group, Direct Restructuring
China Regulators to Supervise Ant Group, Direct Restructuring
15th April 2021 | Hong Kong
China regulators have directed Ant Group to be restructured into a financial...
Alibaba Fined $2.78 Billion by China State Regulator for Anti-Monopoly Practices
Alibaba Fined $2.78 Billion by China State Regulator for Anti-Monopoly Practices
10th April 2021 | Hong Kong
The State Administration for Market Regulation (SAMR) of China,...
Julius Baer Reaches $79.7 Million Settlement for Role in FIFA Corruption Events
Julius Baer Reaches $79.7 Million Settlement for Role in FIFA Corruption Events
9th November 2020 | Hong Kong
Swiss Private Bank, Julius Baer has reached an in-principle agreement...
