Tag: Hong Kong SFC
Hong Kong SFC Review: Increased Popularity in Online Investment Services, Equities...
Hong Kong SFC Review: Increased Popularity in Online Investment Services, Equities in Hong Kong, United States & Mainland China, Products include ETFs, Equities, Futures,...
Hong Kong SFC Fines Brokerage Firm Rifa Futures $1.14 Million for...
Hong Kong SFC Fines Brokerage Firm Rifa Futures $1.14 Million for Failures in KYC & Money-Laundering, 310 Clients including Mainland China Investors Trade Through...
Hong Kong SFC Issues Warning to Investors on NFTs Risks: Illiquid,...
Hong Kong SFC Issues Warning to Investors on NFTs Risks: Illiquid, Volatility, Lack of Transparency, Hacking & Fraud
9th June 2022 | Hong Kong
The Hong...
Hong Kong SFC: Regulators to Announce ETF Connect Implementation Details
Hong Kong SFC: Regulators to Announce ETF Connect Implementation Details
2nd June 2022 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC) and the...
Hong Kong SFC Bans KGI Asia Investment Representative from Financial Industry...
Hong Kong SFC Bans KGI Asia Investment Representative from Financial Industry for Life, Misused $230,000 from 3 Clients Including Gambling
26th May 2022 | Hong...
Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB...
Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB Dealer for Life following Conviction of Bribery
29th October 2021 | Hong Kong
The Hong...
Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC...
Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC and Green & Sustainable Finance Hub
8th October 2021 | Hong Kong
Hong Kong Regulator...
Former Executives of Hong Kong Financial Group Convoy Global Convicted of...
Former Executives of Hong Kong Financial Group Convoy Global Convicted of Fraud, $6.37 Million in Commission for Bonds Placement
24th September 2021 | Hong Kong
Hong...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2 Years for Misconduct
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes...
Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes Alert List
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
