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Hong Kong SFC Issues 5-Month Ban on Lion Futures ex-Responsible Officer,...

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Hong Kong SFC Issues 5-Month Ban on Lion Futures ex-Responsible Officer, Manager-in-Charge & Director Ho Hin Hang for Failures in Money Laundering, Due Diligence...

Hong Kong SFC Issues 2-Year Ban and Revokes Licence of Mui...

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Hong Kong SFC Issues 2-Year Ban and Revokes Licence of Mui Chok Wah & as Responsible Officer of KCG Securities Asia after His Hong...

Hong Kong SFC & UAE International Financial Centre ADGM (Abu Dhabi...

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Hong Kong SFC & UAE International Financial Centre ADGM (Abu Dhabi Global Market) Sign MoU to Enhance Cooperation on Supervision of Investment Managers of...

Hong Kong SFC & Central Bank of Ireland (CBI) Sign Updated...

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Hong Kong SFC & Central Bank of Ireland (CBI) Sign Updated MoU on Mutual Recognition of Funds to Allow Distribution of Eligible Public Funds...

Hong Kong SFC & Canada Ontario Securities Commission (OSC) Sign MoU...

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Hong Kong SFC & Canada Ontario Securities Commission (OSC) Sign MoU to Cooperate on Supervision of Investment Managers of Collective Investment Schemes to Protect...

Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended...

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Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended Responsible Officer Budihardjo Wilhelm Soeharsono for 5 Months & 2 Weeks for Failures...

Hong Kong Court Schedules Pre-Trial Review (24/7/25) of Hong Kong SFC...

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Hong Kong Court Schedules Pre-Trial Review (24/7/25) of Hong Kong SFC Prosecution Against Finfluencer Chau Pak Yin (Previously Known as Chau Kin Hei) after...

Hong Kong SFC & Hong Kong Exchange (HKEX) Launch Dedicated Technology...

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Hong Kong SFC & Hong Kong Exchange (HKEX) Launch Dedicated Technology Enterprises Channel (TECH) to Support IPO Listing for Specialist Technology Companies & Biotech...

Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory...

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Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory Failure to Send Renewal Notices to 7,911 Clients Due to Programming Error for...

Hong Kong Court Adjourns Insider Dealing Criminal Case (5/6/25) Against Businessman...

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Hong Kong Court Adjourns Insider Dealing Criminal Case (5/6/25) Against Businessman Wong Pak Ming for Suspected Indirect Dealing in Shares of Transmit Entertainment (Previously...