HSBC Fires FX Trader & Credit Suisse Fires Global Head of ECM Syndicate for Using Messaging Channels & Whatsapp to Communicate with Clients
17th June...
Top Venture Capital Firm Sequoia Capital Launches $850 Million Southeast Asia Fund & $2 Billion India Fund, Early Investors of Apple & Atari
17th June...
United States SEC Requests Public Comments: Are Information Providers Providing Investment Advice Rather than Information?
17th June 2022 | Hong Kong
The United States SEC (Securities...
United States SEC Charges Charles Schwab Investment Adviser Subsidiaries with $187 Million Settlement, Misrepresents Robo-Advisor Portfolios & Loaned Out Clients Cash
17th June 2022 |...
Singapore Court Convicts Former CFO of SGX Listed Broadway Industrial Group to 3 Months Jail for Profiting $30,000 for Insider Trading
17th June 2022 |...
Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering Breaches, Failure to Identify $31 Million from 178 Transactions
17th June 2022 | Hong...
Hong Kong SFC Launches 2 Months Consultation: Enhances Enforcement Against Regulated Person, Insider Trading & Advertising to Professional Investors
17th June 2022 | Hong Kong
The...
Hong Kong Exchange Launches New VaR Platform for Post-Trade Clients, New Margin Requirements Based on Individual Stock Volatility Instead of Flat Margin Rate
17th June...
Oxfam 2022 Report: 573 New Billionaires During Pandemic, Billionaires Wealth Equals 13.9% of Global GDP, Cargill Family Has 12 Billionaires
10th June 2022 | Hong...
UBS Global Family Office Report 2022: 221 Single Family Office Surveyed with $2.2 Billion Wealth Per Family Office
10th June 2022 | Hong Kong
UBS has...
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