Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...
MAS Grants Financial Adviser’s License to Morningstar Investment Adviser Singapore Pte Ltd
MAS Grants Financial Adviser’s License to Morningstar Investment Adviser Singapore Pte Ltd
The Monetary Authority of Singapore (MAS) has granted Morningstar Investment Adviser Singapore Pte...
AXA Investment Managers Funds Received Regulatory Approval in Hong Kong
AXA Investment Managers Funds Received Regulatory Approval in Hong Kong
AXA Investment Managers has received approval from Hong Kong Securities and Futures Commission to increase...
UOB Receives In-Principle Licence from State Bank of Vietnam
UOB Receives In-Principle Licence from State Bank of Vietnam
UOB is the first Singapore bank to receive in-principle foreign owned subsidiary bank (FOSB) licence from...
Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker
Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker
The Monetary Authority of Singapore (MAS) has issued a 4-year prohibition orders...
Manulife Receives Approval to Engage in Trust and Fiduciary Business in Philippines
Manulife Receives Approval to Engage in Trust and Fiduciary Business in Philippines
Manulife Asset Management and Trust Corporation has obtained approval to deal in trust...
Singapore’s Wealth Management Institute and UBS to Launch the Anti-Money Laundering Risk Management Program
Singapore’s Wealth Management Institute and UBS to Launch the Anti-Money Laundering Risk Management Program
The Wealth Management Institute (WMI) and UBS has agreed to start...
SFC Bans Financial Planning Manager For Nine Months
SFC Bans Financial Planning Manager For Nine Months
The Securities and Futures Commission (SFC) has banned Mr Choi Siu Ki, a former financial planning manager...
Commonwealth Bank of Australia to File Defence Against AML & CTF Charges
Commonwealth Bank of Australia to File Defence Against AML & CTF Charges
Commonwealth Bank of Australia are currently reviewing AUSTRAC’s claim for serious and systemic non-compliance...
Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner
Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner
Lombard Odier has appointed CEO Asia and Head of Private Banking Asia, Vincent Magnenat as...
