Applicant Fined $1500 for Providing False Information in License Application to HK SFC
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
An applicant who had provided false information to Hong Kong Securities and Futures...
Retired Stockbroker Takes Credit Suisse to Court for $26 Million Loss
Retired Stockbroker Takes Credit Suisse to Court for $26 Million Loss
Credit Suisse is being sued by Mr Koh Kim Teck, aged 63 and retired...
UOB Receives In-Principle Licence from State Bank of Vietnam
UOB Receives In-Principle Licence from State Bank of Vietnam
UOB is the first Singapore bank to receive in-principle foreign owned subsidiary bank (FOSB) licence from...
Hong Kong Regulator Express Concerns Over DBS Arrests
Hong Kong Regulator Express Concerns Over DBS Arrests
The Hong Kong Monetary Authority expressed concern after a news paper said DBS Group Holdings staff were...
Ex-Currency Traders in Singapore Admit to Cheating
Ex-Currency Traders in Singapore Admit to Cheating
Two ex-currency traders from Deutsche Bank AG and HSBC Holdings Plc has admitted to cheating the banks by...
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...
MAS Fine Standard Chartered Bank and Coutts for 1MDB Related AML Breaches
MAS Fine Standard Chartered Bank and Coutts for 1MDB Related AML Breaches
The Monetary Authority of Singapore (MAS) has implemented penalties of S$5.2 million and...
Ex-BSI Banker Yeo Gets 30 Months Jail Term
Ex-BSI Banker Yeo Gets 30 Months Jail Term
Yeo Jiawei, an former BSI banker was given a 30 months jail term after being convicted of...
DBS to Pay Compensation for Losses Incurred by Family Trust
DBS to Pay Compensation for Losses Incurred by Family Trust
DBS has lost part of a case over losses on million of dollars of investments...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
