MAS Issues Lifetime Ban to Ex-BSI Banker

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MAS Issues Lifetime Ban to Ex-BSI Banker Monetary Authority of Singapore (MAS) has issued a lifetime Prohibition Order (PO) against ex-BSI banker Mr Yeo Jiawei....

Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018

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Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018 Commonwealth Bank of Australia (CBA) will publicly list their investment management...

S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore

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S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...

MAS Board of Directors Re-appoints DPM Tharman as Chairman

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MAS Board of Directors Re-appoints DPM Tharman as Chairman Monetary Authority of Singapore (MAS) has re-appointed Deputy Prime Minister and Coordinating Minister for Economic and...

HSBC Private Bank Hong Kong Fined HK$400 Million for Derivative Products Sold Between 2003...

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HSBC Private Bank Hong Kong Fined HK$400 Million for Derivative Products Sold Between 2003 to 2008 HSBC Private Bank (HK) had been fined a record...

SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million

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SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million The Securities and Futures Commission (SFC) has reprimanded and fined Standard Chartered Securities (Hong...

Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services

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Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services Bank Pictet & Cie has received a wholesale bank license in...

Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities 

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Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities  The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...

Fifth Person Involved in 1MDB-Related Case Gets Convicted in Singapore

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Fifth Person Involved in 1MDB-Related Case Gets Convicted in Singapore Kelvin Ang, a former broker with Kim Eng Securities till 2015 was fined US$6,477 after...

SFC Fines DBS Vickers Hong Kong

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SFC Fines DBS Vickers Hong Kong The Securities and Futures Commission (SFC) has fined DBS Vickers Hong Kong $2 million for regulatory breaches and internal...