Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong's Securities and Futures Commission (SFC) has launched a 2-month consultation...
Official Statement from the Commonwealth Bank of Australia Chairman of the Board
Official Statement from the Commonwealth Bank of Australia Chairman of the Board
Catherine Livingstone AO, Chairman of the Board of the Commonwealth Bank of Australia have...
Rothschild Fined in 1MDB Case
Rothschild Fined in 1MDB Case
The local arm of Edmond de Rothschild has been fined by Luxembourg regulators for the handling of funds linked to...
Credit Suisse and UOB Fined by MAS
Credit Suisse and UOB Fined by Monetary Authority of Singapore
The Monetary Authority of Singapore (MAS) has imposed financial penalties on Credit Suisse and United...
Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements
Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements
Commonwealth Bank of Australia (CBA) has entered into an agreement to...
Hong Kong SFC Sets Enforcement Priorities for 2018
Hong Kong SFC Sets Enforcement Priorities for 2018
The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018. At the top...
SFC Bans Former Employee of HSBC for Life
SFC Bans Former Employee of HSBC for Life
The Securities and Futures Commission(SFC) has banned Ms Li Lee, a former employee of HSBC from entering...
UBS Nominates Jeremy Anderson and Fred Hu for Election to the Board
UBS Nominates Jeremy Anderson and Fred Hu for Election to the Board
UBS Group is nominating Jeremy Anderson and Fred Hu for election as new...
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...
