MAS Obtains Higher Civil Penalties Against Individuals for Unauthorised Share Trading

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MAS Obtains Higher Civil Penalties Against Individuals for Unauthorised Share Trading The Monetary Authority of Singapore (MAS) has successfully obtained higher civil penalties against Mr...

Malaysia and Abu Dhabi Reach Deal on 1MDB Debt

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Malaysia and Abu Dhabi Reach Deal on 1MDB Debt Malaysia and Abu Dhabi have reached an agreement for a partial debt settlement for 1Malaysia Development...

Fifth Person Involved in 1MDB-Related Case Gets Convicted in Singapore

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Fifth Person Involved in 1MDB-Related Case Gets Convicted in Singapore Kelvin Ang, a former broker with Kim Eng Securities till 2015 was fined US$6,477 after...

Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products 

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Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products  The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...

Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches

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Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...

MAS Issues Prohibition Orders Against Individuals for 1MDB-Related Breaches

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MAS Issues Prohibition Orders Against Individuals for 1MDB-Related Breaches The Monetary Authority of Singapore (MAS) has issued a 6 years Prohibition Orders (POs) against Mr...

Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries

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Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...

Bank Mandiri Targets Singapore Private Banking Business

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Bank Mandiri Targets Singapore Private Banking Business Bank Mandiri which operates in Singapore as an offshore bank plans to apply for another licence to run...

Credit Suisse Hiring Private Bankers in Saudi Arabia

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Credit Suisse Hiring Private Bankers in Saudi Arabia Credit Suisse is planning to hire more private bankers in Saudi Arabia. This comes after the bank...

DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia

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DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia DBS Bank has successfully completed the acquisition of ANZ’s wealth management and retail banking...