Ex-Falcon Bank Manager Charged in Singapore

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Ex-Falcon Bank Manager Charged in Singapore  Singapore has charged the ex-Falcon bank manager in 1MDB linked case. Jens Sturzenegger now faces 16 charges including failing...

Ex-Forex Traders Sentenced to Jail

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Ex-Forex Traders Sentenced to Jail  Former currency traders from Deutsche Bank AG & HSBC Holdings were sentenced to jail term for as long as 15...

Ex-BSI Banker to Appeal 

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Ex-BSI Banker to Appeal  Yeo Jiawei, a former BSI SA banker found guilty of attempting to tamper with witnesses will appeal his conviction and sentence according to...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...

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ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement ANZ, Citi and Deutsche Bank will...

MAS Issues 5 Year Prohibition Orders against Ex-DBS Vickers Remisier

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MAS Issues 5 Year Prohibition Orders against Ex-DBS Vickers Remisier Monetary Authority of Singapore (MAS) has issued a 5 year prohibition orders against Mr Tey...

Australian Regulator Bans Former Wealth Manager Permanently

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Australian Regulator Bans Former Wealth Manager Permanently  The Australian Securities and Investments Commission (ASIC) has permanently banned Andrew Peter Panayiotides previously from Morgan Stanley Wealth...

MAS Bans Former-AIA Representative for 8 Years for Fraud

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MAS Bans Former-AIA Representative for 8 Years for Fraud Monetary Authority of Singapore (MAS) has issued prohibition orders against ex-AIA representative Tan Peng Khoon for...

Hong Kong SFC Sets Enforcement Priorities for 2018

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Hong Kong SFC Sets Enforcement Priorities for 2018 The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018.  At the top...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

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Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work

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Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...