Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine...
Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine for Unfair Reporting
Hong Kong Court of Final Appeal has granted...
HK SFC Bans Former DBS Investment Counsellor for 6 Months for Client Data Breach
HK SFC Bans Former DBS Investment Counsellor for 6 Months for Client Data Breach
The Securities and Futures Commission (SFC) has banned former DBS Investment...
Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia
Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia
Vistra, a leading corporate service providers of incorporations, trust and fund administration services has acquired Global...
MAS Board of Directors Re-appoints DPM Tharman as Chairman
MAS Board of Directors Re-appoints DPM Tharman as Chairman
Monetary Authority of Singapore (MAS) has re-appointed Deputy Prime Minister and Coordinating Minister for Economic and...
SFC Fines Value Partners $4 Million
SFC Fines Value Partners $4 Million
SFC has fined Value Partners Limited and Value Partners Hong Kong Limited $2 million respectively for failures to comply...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
St James’s Place Wealth Management Asia Announces Official Opening of New Singapore Office
St James’s Place Wealth Management Asia Announces Official Opening of New Singapore Office
St. James's Place Wealth Management Asia ("SJP Asia"), today announced the official...
SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million
SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million
The Securities and Futures Commission (SFC) has reprimanded and fined Standard Chartered Securities (Hong...
