HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
Hong Kong’s Securities and Futures Commission (SFC) have reprimanded and fined...
Hong Kong SFC Fines EFG Bank HK$2 Million for Unauthorised Dealing in 139 Futures...
Hong Kong SFC Fines EFG Bank HK$2 Million for Unauthorised Dealing in 139 Futures Transactions
The Securities and Futures Commission (SFC) has reprimanded and fined...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration in 2019
Singapore Exchange (SGX) has been granted a licence extension...
Monetary Authority of Singapore Requires Reporting of Large Short Positions and Orders
Reporting of Large Short Positions and Orders
The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction
A subsidiary of the National Stock Exchange...
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation
MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation
Monetary Authority of Singapore (MAS) has issued two prohibition orders against...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
